SOLUTIONS · FINANCIAL SERVICES
Discipline you can hand to an auditor.
In financial services the work is only as good as the record behind it. An AI-native org leaves a complete one by default: every decision stamped with a rationale, a risk score, and a named approver to an append-only log.
the compliance trail
Every action lands in the audit log.
the pressure
What a financial-services team is up against.
The record is the product
A decision without a documented rationale and approver is a liability, however good the call was.
Risk limits drift under pressure
Hard limits are easy to write and hard to hold when a position is moving and the clock is running.
Close and reconciliation grind
Monthly close, reconciliations, and tax-lot tagging are unglamorous, error-prone, and never optional.
Compliance scales with headcount
Evidence collection and attestations expand with every new account and every new venue.
how an ai-native org answers
How the four engines run a compliance-first desk.
CEO
You talk to one CEO agent that sets strategy, position limits, and the do-not-do list, and approves the outliers itself routes to you.
Org
Specialist agents for research, execution, risk, and compliance, each with hard spend caps and approvals on anything past a limit.
Workflows
Idea-to-execution, risk roll-ups, close, and the immutable trade log become workflows that run the same way, every step logged.
Hivemind
Mandate, risk policy, and prior decisions live in governed memory so the desk never contradicts its own rules.
the org
The desk you would run.
CEO agent
SonnetSets strategy, position limits, and the do-not-do list.
Head of Research
SonnetOwns the idea pipeline; reviews every proposed action.
Head of Risk
SonnetEnforces position, leverage, and loss limits; forces unwind on breach.
Execution Agent
HaikuWorks orders within slippage limits and reports fill quality.
Compliance Logger
HaikuStamps every action with rationale, risk score, and approver.
Bookkeeper
HaikuRuns reconciliation, close, and tax-lot tagging.
templates
Start from a compliance-first template.
Research & Trading Desk
A governance-first research and trading desk for a single book of capital: research inside a mandate, execution within hard risk limits, and every order on an append-only audit log. Markets are configurable; discipline is not.
View templateBookkeeping Firm
Monthly close, reconciliation, and reporting with a clean trail for every entry.
View templateInternal Operations
Runbooks, vendor reviews, access reviews, and audit-ready evidence collection on a schedule.
View template
Run a desk that leaves a record.
14-day trial. No DevOps. No Sales call. Provisioned in under a minute.